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John Christopher Bailey

Lumenai

Stamford, CT

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Current Employers
Lumenai

700 Canal Street, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-20
  • CT RA
    APPROVED
    Since 2023-01-20

Branch Locations

700 Canal Street, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spruce Investment Advisors Llc Stamford CT 09/2001 02/2022
Lumenai Investments Llc Stamford CT 02/2020 Present
Vmg 2021 Llc Stamford CT 07/2021 Present
Spruce Management Llc Stamford CT 09/2001 Present
  • 09/2001 → 02/2022
    Spruce Investment Advisors Llc
    Stamford, CT
  • 02/2020 → Present
    Lumenai Investments Llc
    Stamford, CT
  • 07/2021 → Present
    Vmg 2021 Llc
    Stamford, CT
  • 09/2001 → Present
    Spruce Management Llc
    Stamford, CT
Previous Registrations
  • 2021-01-04 → 2022-12-31
    Lumenai
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-29
  • S65 Uniform Investment Adviser Law Examination
    2003-04-29
Other Names
  • John Christopher Bailey

View on SEC IAPD

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Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

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