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CRD 2683526
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-20 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-03-25 |
Branch Locations
Palm Coast, FL • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Pennington | NJ | 02/2013 | 03/2019 |
| Bank Of America, N.A. | Pennington | NJ | 03/2013 | 03/2019 |
| Raymond James & Associates, Inc | St Petersburg | FL | 03/2019 | Present |
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 03/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | St. Petersburg | FL | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-18 |
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