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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2019-03-13 |
| TX | RA | APPROVED | 2012-08-25 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
Miramar Beach, FL • United States
Bedford, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 08/2012 | Present |
OPINION JUNGLE LLC / 7941 KATY FREEWAY HOUSTON,TX 77024 / PARTNERSHIP/ INFORMATION TECHNOLOGY / CONSUMER EXPERIENCE MANAGEMENT / PARTNER / CORPORATE STRATEGY / START DATE 01/01/2010 .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-28 |
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