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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-27 |
| FL | RA | APPROVED | 2024-02-19 |
| GA | RA | APPROVED | 2003-03-21 |
Branch Locations
723 Washington St Sw Ste 5, Gainesville, GA 30501 • United States
Gainesville, GA • United States
Fernandina Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Gainesville | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Gainesville | GA | 03/2020 | Present |
Real Estate Ownership; The Ridgewood 612, LLC owned property that has been sold and proceeds transferred via 1031 exchange into Delaware Statutory Trust (DST) and will eventually be uploaded to a REIT.; 1374 RIVERSIDE DR, , GAINESVILLE, GA, 30501; Investment-Related; 04/02/2026. Business Ownership; Harr & Associates Inc.; Owner; Consulting; 612 Ridgewood Terrace, , Gainesville, GA, 30501; Investment-Related; 02/01/2013; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Harr and Associates; Owner; Manage advisory business; 612 Ridgewood Terrace, , Gainesville, GA, 30501; Investment-Related; 04/11/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-07 |
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