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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| AK | RA | APPROVED | 2012-08-02 |
| WA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Anchorage | AK | 06/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Nine Mile Falls | WA | 01/2009 | Present |
| Insurance-Non Variable | Nine Mile Falls | WA | 06/2012 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-14 |
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