Michael Patrick Krein

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Plymouth, MN

Previous Registrations

• 2011-11-14 → 2023-09-01
  Osaic Services, Inc.
  Plymouth, MN

Other Businesses

1. RENTAL PROPERTY POSITION: PROPERTY OWNER NATURE: NO STRUCTURE.... PERSONALLY OWNED REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 09/01/2011 ADDRESS: 13946 52nd Ave N, Plymouth, MN 55446 DESCRIPTION: RENTAL PROPERTY 2. THE COMPASS GROUP POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2003 ADDRESS: 3140 N Harbor Lane #208, Plymouth MN 55447, United States DESCRIPTION: sell and service life insurance and fixed annuity contracts 3. FAIR STATE BREWING COOPERATIVE POSITION: member only NATURE: Brewing Cooperative committed to charitable giving and volunteering in the community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 2506 Central Ave NE, Minneapolis MN 55418, United States DESCRIPTION: Volunteer work in community and input on brewery and taproom direction 4. JMJ FINANCIAL, INC. POSITION: owner NATURE: S-Corp established for tax and payroll purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2003 ADDRESS: 3140 N Harbor Lane, suite 208, Plymouth MN 55447, United States DESCRIPTION: Sole Shareholder of S-Corp. Administrative duties only. 5. THE WILLOWS HOMEOWNER'S ASSOC. POSITION: Board President NATURE: Other - Homeowner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 7100 Northland Circle N, suite #300, Brooklyn Park MN 55428, United States DESCRIPTION: Assist management company in decisions for Homeowner's Board.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-28
• S63 Uniform Securities Agent State Law Examination
  1996-01-18