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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-24
NC RA APPROVED 2012-04-19
LA RA APPROVED 2012-04-16
OH RA APPROVED 2012-04-13
  • TX RA
    APPROVED_RES
    Since 2012-04-24
  • NC RA
    APPROVED
    Since 2012-04-19
  • LA RA
    APPROVED
    Since 2012-04-16
  • OH RA
    APPROVED
    Since 2012-04-13

Branch Locations

Milton, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank Boston MA 04/2012 Present
J.P Morgan Securities Llc. Boston MA 04/2012 Present
Previous Registrations
  • 2007-09-26 → 2012-04-13
    Leerink Partners Llc
    Boston, MA
    Boston, MA
    Boston, MA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Aug Work Ai Investment related: No Address: 1017 Ashes Drive, Suite 200, Wilmington NC 28405 Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 07/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AI software developer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-20
S63 Uniform Securities Agent State Law Examination 1995-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-09-20
  • S63 Uniform Securities Agent State Law Examination
    1995-11-21
Other Names
  • John Spaulding Mcphee

View on SEC IAPD

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