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Thomas John Dalton

LPl Enterprise, LLC

Emerson, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

12 Lincoln Blvd Suite 102, Emerson, NJ 07630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Hoboken NJ 08/2010 Present
Pruco Securities, Llc. Hoboken NJ 08/2010 11/2024
Lpl Enterprise, Llc Emerson NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 03/27/2025- Real Estate Rental-Inv Related-At 904 Garden St Hoboken NJ 07030 -Start date 01/01/2018-1hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-06
S63 Uniform Securities Agent State Law Examination 2009-08-26
  • S66 Uniform Combined State Law Examination
    2011-10-06
  • S63 Uniform Securities Agent State Law Examination
    2009-08-26
Other Names
  • Thomas John Dalton
  • Thomas John Dalton

View on SEC IAPD

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