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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-08-28
MS RA APPROVED 2019-08-28
SC RA APPROVED 2015-05-29
GA RA APPROVED 2007-09-12
TX RA APPROVED_RES 2006-10-04
  • AL RA
    APPROVED
    Since 2019-08-28
  • MS RA
    APPROVED
    Since 2019-08-28
  • SC RA
    APPROVED
    Since 2015-05-29
  • GA RA
    APPROVED
    Since 2007-09-12
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

Toccoa, GA • United States

121 Arrowwood Rd, Columbia, SC 29210-7501 • United States

250 Beauvoir Rd Ste 1C, Biloxi, MS 39531 • United States

215 S Railroad Avenue, Brookhaven, MS 39601-3331 • United States

845 Polo Rd Ste 1, Columbia, SC 29223-1004 • United States

329 Oak St Ste 202, Gainesville, GA 30501 • United States

Toccoa, GA • United States

Biloxi, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North SC 11/1995 03/2020
Ameriprise Financial Services, Llc Gainesville GA 03/2020 Present
Other Businesses

Business Ownership; Reel Outcome Charters; Owner; Near and offshore charter fishing business; 1980 HWY 184 N, , Toccoa, GA, 30577; Not Investment-Related; 05/20/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer NSC, LLC; Co-owner; LLC for building and real estate operating expenses; 738 North Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 05/27/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer Acquisitions; 50% owner - Expenses related to acquisitions; Account used to fund practice acquisition activities; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; One Gulf, One Goal; Advisory Board Member; 4603 Kendall Ave, , Gulfport, MS, 39507; Not Investment-Related; 11/10/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Mission Alive Advisory Board; Advisory Board Member; P.O. Box 794302, , Dallas, TX, 75379; Not Investment-Related; 11/17/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Kevin L Murphy, LLC; Financial Advisor/AFA working with Kevin Murphy, Ameriprise Franchise Advisor; Manage advisory business; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 02/26/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Scuba Diving Instruction; Teaching of PADI certified scuba diving courses; 1980 HIGHWAY 184 N, , Toccoa, GA, 30577; Not Investment-Related; 04/02/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Seeking Your Center - Book; Book that is related to the stuggle and desire of the human race to experience inner peace during their time on earth. This book is not financial in nature.; 1980 HIGHWAY 184 N, , Toccoa, GA, 30577; Not Investment-Related; 06/02/2014; 1 to 9 hours per month; 0 during trading hours / Seeking the Way Book; This is a Christian based book that is written to the address the areas of fulfillment and inner peace from a biblical perspective.; 1980 HIGHWAY 184 N, , Toccoa, GA, 30577; Not Investment-Related; 09/01/2014; 1 to 9 hours per month; 0 during trading hours / Wife's Family Farm in Alabama; Support of my wife's family farm.; 545 Sewell Lane, , Forkland, AL, 36740; Not Investment-Related; 08/30/2014; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 1998-01-27
  • S65 Uniform Investment Adviser Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    1998-01-27
Designations
Other Names
  • Tim Crain

View on SEC IAPD

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