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Semrod Capital LLC CRD 300011
$20.7M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Minturn, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-20 |
| CO | RA | APPROVED | 2019-03-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Denver | CO | 12/2015 | 10/2016 |
| Richfield Orion | Castle Rock | CO | 10/2016 | 12/2016 |
| Strategic Wealth Planning | Denver | CO | 12/2016 | 02/2019 |
| Semrod Capital, Llc | Minturn | CO | 12/2018 | Present |
| Semrod Capital, Llc | Minturn | CO | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-29 |
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