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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-13
NY RA APPROVED 2024-09-13
TX RA APPROVED 2024-09-13
  • MD RA
    APPROVED
    Since 2024-09-13
  • NY RA
    APPROVED
    Since 2024-09-13
  • TX RA
    APPROVED
    Since 2024-09-13

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bethesda MD 06/2009 09/2024
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2024
Ubs Financial Services Inc Bethesda MD 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 09/2024
    Bethesda, MD
  • 01/2015 → 09/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2024 → Present
    Bethesda, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2024-09-27
    Bethesda, MD
    Bethesda, MD
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bethesda, MD
  • 1996-06-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bethesda, MD
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-04
S63 Uniform Securities Agent State Law Examination 1995-12-21
  • S65 Uniform Investment Adviser Law Examination
    1996-01-04
  • S63 Uniform Securities Agent State Law Examination
    1995-12-21
Other Names
  • Gene Suk

View on SEC IAPD

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