Patrick Carl Gherity

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 05/2019
  Raymond James Financial Services
  Amery, MN
• 11/2014 → 05/2019
  Raymond James Financial Services Advisors Inc.
  Amery, MN
• 11/2014 → 05/2019
  Bremer Bank
  Amery, WI
• 05/2019 → 04/2023
  U.S. Bancorp Investments, Inc.
  Woodbury, MN
• 04/2023 → Present
  Lpl Financial Llc
  Vadnais Heights, MN
• 04/2023 → Present
  Frandsen Bank & Trust
  Vadnais Heights, MN

Previous Registrations

• 2019-05-20 → 2023-05-04
  U.S. Bancorp Investments, Inc.
  Cottage Grove, MN
  Lakeland, MN
  Saint Paul, MN
  Saint Paul, MN
  Woodbury, MN
• 2014-11-06 → 2019-05-21
  Raymond James Financial Services Advisors, Inc
  Amery, WI
  Edina, MN
• 2010-10-19 → 2014-11-04
  Cuna Brokerage Services, Inc.
  Minnetonka, MN
  Edina, MN
  St Paul, MN
  Brooklyn Center, MN
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1) 03/2023 - Frandsen Investment Services / Frandsen Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) 2) 3/2023 - Frandsen Investment Services / Non-Variable Insurance / Investment Related / 3585 Highway 61 Vadnais heights MN 55110 / Start date 3/17/2023 - 40Hrs per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-09
• S63 Uniform Securities Agent State Law Examination
  1996-01-22

Other Names

• Patrick Carl Gherity