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Patrick Carl Gherity

LPl Financial LLC

Vadnais Heights, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

3585 Highway 61 N, Vadnais Heights, MN 55110-5223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Amery MN 11/2014 05/2019
Raymond James Financial Services Advisors Inc. Amery MN 11/2014 05/2019
Bremer Bank Amery WI 11/2014 05/2019
U.S. Bancorp Investments, Inc. Woodbury MN 05/2019 04/2023
Lpl Financial Llc Vadnais Heights MN 04/2023 Present
Frandsen Bank & Trust Vadnais Heights MN 04/2023 Present
Previous Registrations
  • 2019-05-20 → 2023-05-04
    Cottage Grove, MN
    Lakeland, MN
    Saint Paul, MN
    Saint Paul, MN
    Woodbury, MN
  • 2014-11-06 → 2019-05-21
    Amery, WI
    Edina, MN
  • 2010-10-19 → 2014-11-04
    Cuna Brokerage Services, Inc.
    Minnetonka, MN
    Edina, MN
    St Paul, MN
    Brooklyn Center, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1) 03/2023 - Frandsen Investment Services / Frandsen Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) 2) 3/2023 - Frandsen Investment Services / Non-Variable Insurance / Investment Related / 3585 Highway 61 Vadnais heights MN 55110 / Start date 3/17/2023 - 40Hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-09
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S65 Uniform Investment Adviser Law Examination
    1996-02-09
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Patrick Carl Gherity

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