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Joanne M Desjardins

Rbc Capital Markets, LLC

Washington, DC

Germantown, MD

CRD 2682672

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-09
VI RA APPROVED 2014-10-06
DC RA APPROVED 2014-10-01
TX RA APPROVED 2014-09-24
  • MD RA
    APPROVED
    Since 2025-05-09
  • VI RA
    APPROVED
    Since 2014-10-06
  • DC RA
    APPROVED
    Since 2014-10-01
  • TX RA
    APPROVED
    Since 2014-09-24

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Germantown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 09/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-20
S63 Uniform Securities Agent State Law Examination 1998-04-06
  • S65 Uniform Investment Adviser Law Examination
    1998-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-04-06
Other Names
  • Joanne Michelle Beatty
  • Joanne M Beattie
  • Joanne Michelle Beattie
  • Joanne Michelle Desjardins

View on SEC IAPD

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