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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-04-04 |
Branch Locations
30 Main St, Middlebury, VT 05753 • United States
346 Shelburne Rd Ste 401, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | South Burlington | VT | 07/2013 | 11/2018 |
| Vermont Federal Credit Union | South Burlington | VT | 07/2013 | 11/2018 |
| Charles Schwab & Co., Inc. | Burlington | VT | 11/2018 | 03/2023 |
| Charles Schwab Bank | Burlington | VT | 11/2018 | 03/2023 |
| Lpl Financial Llc | Burlington | VT | 04/2023 | Present |
| Community Services Financial Group | Burlington | VT | 04/2023 | Present |
1) 03/23/2023 - CFSG Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported bsusiness location(s). 2) 03/06/2024 - COMMUNITY FINANCIAL SERVICES GROUP, LLC - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 11/29/2023 - 80 Hours Per Month/ 50 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-24 |
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