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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-14 |
| TN | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED | 2024-08-12 |
Branch Locations
9040 Town Center Parkway, Lakewood Ranch, FL 34202 • United States
5100 Poplar Avenue Suite 2220, Memphis, TN 38137 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital, Inc. | Memphis | TN | 02/1999 | 08/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2024 | Present |
1) ROBERT J CREMERIUS, 5100 POPLAR AVENUE SUITE 2200 MEMPHIS TN, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 20 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/14/2024 3) PRUDENT FINANCIAL (DBA), 9040 Town Center Parkway, Lakewood Ranch, FL 34202, United States, 04/2026, Owner, Insurance/Benefits/Human Resources, NIR, HR/MO: 2 - HR/MO TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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