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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
PA RA APPROVED 2012-07-10
  • TX RA
    APPROVED
    Since 2024-07-26
  • PA RA
    APPROVED
    Since 2012-07-10

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

300 Willowbrook Lane Suite 315, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) West Chester PA 12/1997 Present
Private Advisor Group, Llc West Chester PA 07/2012 Present
  • 12/1997 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    West Chester, PA
  • 07/2012 → Present
    West Chester, PA
Other Businesses

(1) 9/5/2002 - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT - FIXED PRODUCTS ONLY. - WEST CHESTER, PA. (2) 12/11/2013 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - CHARGE WRAP FEES - TIME SPENT 60% - WEST CHESTER, PA. (3) 6/22/2021 - Private Advisor Group - DBA: (Hybrid) FPA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/2021 - 125 Hours Per Month/105 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 7/13/2021 - Private Advisor Group - DBA: FPA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 125 Hours Per Month/105 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22
Designations

View on SEC IAPD

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