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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
| FL | RA | APPROVED | 2024-02-05 |
Branch Locations
5901 Peachtree Dunwoody Rd C-440, Atlanta, GA 30328 • United States
Inlet Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | St Cloud | MN | 01/2013 | Present |
| 30A Wealth Management | Inlet Beach | FL | 01/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2024 | Present |
1. EXECUTOR OF PARENTS AND WIFE AND PARENT'S WILL. NOT INVESTMENT RELATED. 2.. NAME OF OTHER BUSINESS: DBA ATL GLOBAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: PARTNER / ADVISOR; APX NUMBER OF HOURS PER WEEK: 10-20; APX NUMBER OF HOURS DURING TRADING HOURS: 10-20; BRIEF DESCRIPTION OF DUTIES: PROVIDING SECURITIES AND INVESTMENT ADVICE; 3. NAME OF OTHER BUSINESS: 30A WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: 40 RIVER RISE WAY, INLET BEACH, FL, 32461; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20-30; APX NUMBER OF HOURS DURING TRADING HOURS: 20-30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. PHILANTHROPY FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 2, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-11 |
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