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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
FL RA APPROVED 2024-02-05
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-02-05

Branch Locations

5901 Peachtree Dunwoody Rd C-440, Atlanta, GA 30328 • United States

Inlet Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc St Cloud MN 01/2013 Present
30A Wealth Management Inlet Beach FL 01/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2019 → Present
    30A Wealth Management
    Inlet Beach, FL
  • 02/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. EXECUTOR OF PARENTS AND WIFE AND PARENT'S WILL. NOT INVESTMENT RELATED. 2.. NAME OF OTHER BUSINESS: DBA ATL GLOBAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: PARTNER / ADVISOR; APX NUMBER OF HOURS PER WEEK: 10-20; APX NUMBER OF HOURS DURING TRADING HOURS: 10-20; BRIEF DESCRIPTION OF DUTIES: PROVIDING SECURITIES AND INVESTMENT ADVICE; 3. NAME OF OTHER BUSINESS: 30A WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: 40 RIVER RISE WAY, INLET BEACH, FL, 32461; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20-30; APX NUMBER OF HOURS DURING TRADING HOURS: 20-30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. PHILANTHROPY FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 2, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-15
S63 Uniform Securities Agent State Law Examination 1995-12-11
  • S65 Uniform Investment Adviser Law Examination
    2005-07-15
  • S63 Uniform Securities Agent State Law Examination
    1995-12-11

View on SEC IAPD

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