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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED_RES | 2020-01-12 |
| MD | RA | APPROVED | 2014-02-20 |
| PA | RA | APPROVED | 2007-11-01 |
Branch Locations
3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States
235 St. Charles Way Suite 100, York, PA 17402 • United States
600 Isabel Drive, Lebanon, PA 17042 • United States
3101 Emrick Blvd 2Nd Floor, Bethlehem Township, PA 18020 • United States
670 North River Street Suite 400, Wilkes-Barre, PA 18705 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Allentown | PA | 07/2007 | Present |
1. Trustee for non-family trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-28 |
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