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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-04-19 |
Branch Locations
955 Chesterbrook Blvd, Suite 310, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tycor Benefit Administrators, Inc. | Berwyn | PA | 09/1992 | Present |
| Tycor Asset Management, Inc. | Berwyn | PA | 09/1992 | Present |
| Kestra Advisory Services, Llc | Berwyn | PA | 04/2016 | Present |
| Kestra Investment Services, Llc | Berwyn | PA | 04/1998 | Present |
Tycor Financial Group Investment Related: No Address: 850 Cassatt Road Suite 310 Berwyn PA 19312 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other TPA Position, Title or Relationship: Owner Start Date: 9/8/1992 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Business oversight, Client relationship management, sales Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services NAME: TYCOR ASSET MANAGEMENT, INC. TYCOR FINANCIAL GROUP POSITION: Senior Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 88 SECURITIES TRADING HOURS: 63 START DATE: 06/01/2009 ADDRESS: 955 Chesterbrook Blvd., Suite 310, Wayne PA 19087, United States DESCRIPTION: Investment Advisory NAME: NFP POSITION: Senior Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 11/22/2024 ADDRESS: 955 Chesterbrook Blvd., Suite 310, Wayne PA 19087, United States DESCRIPTION: Business development Business oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-30 |
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