Thomas Leonard Mckenzie

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1993 → Present
  The Law Offices Of Thomas L. Mckenzie
  Cypress, CA
• 05/2010 → 07/2022
  Npb Financial Group, Llc
  Cypress, CA
• 07/2022 → 12/2024
  Independent Financial Group, Llc
  Los Alamitos, CA
• 12/2024 → Present
  Osaic Wealth Inc
  Los Alamtos, CA

Previous Registrations

• 2022-07-15 → 2024-12-03
  Independent Financial Group, Llc
  Los Alamitos, CA
• 2010-05-17 → 2022-07-15
  Npb Financial Group, Llc
  Fountain Valley, CA
  Los Alamitos, CA
• 2006-08-10 → 2010-05-14
  Quest Capital Strategies, Inc.
  Cypress, CA
  Laguna Hills, CA
  Laguna Hills, CA
• 2002-05-31 → 2004-09-30
  Associated Planners Investment Advisory Inc
  Fountain Valley, CA

Other Businesses

1) MCKENZIE LEGAL & FINANCIAL POSITION: Attorney NATURE: Sole practitioner. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 12/01/1993 ADDRESS: 2631 Copa De Oro Drive, Los Alamitos CA 90720, United States DESCRIPTION: I am a practicing attorney licensed in the State of California since the year 1993. My practice generally consists of trusts, wills, other estate planning documents, trust administration and probates. 2) INSURANCE POSITION: Agent/ Representative. NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: 2631 Copa De Oro Drive, Los Alamitos CA 90720, United States DESCRIPTION: OUTSIDE INSURANCE. 3) NEXTHOME ESTATES REALTY GROUP POSITION: Realtor NATURE: I am a sole proprietor. Presently I own a franchise with NextHome, which is a real estate brokerage firm. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/24/1998 ADDRESS: 2631 Copa De Oro Drive, Los Alamitos CA 90720, United States DESCRIPTION: I have had a real estate broker license since August 24, 1998. Occasionally, I will be asked to assist someone in selling their property as their Realtor. 4) THOMAS MCKENZIE POSITION: Insurance agent NATURE: Sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/04/1994 ADDRESS: 2631 Copa De Oro Drive, Los Alamitos CA 90720, United States DESCRIPTION: I have an insurance license, but I have not sold insurance for many years.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-26
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Other Names

• Thomas L. Mckenzie
• Thomas Leonard Mckenzie
• Thomas Mckenzie