Best Investors Account Sign in
Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
IL RA APPROVED 2001-09-11
  • NY RA
    APPROVED
    Since 2021-03-29
  • IL RA
    APPROVED
    Since 2001-09-11

Branch Locations

Chicago, IL • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Management Inc. Chicago IL 03/2001 Present
Neuberger Berman, Llc Chicago IL 03/2001 Present
  • 03/2001 → Present
    Neuberger Berman Management Inc.
    Chicago, IL
  • 03/2001 → Present
    Neuberger Berman, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-24
S63 Uniform Securities Agent State Law Examination 1996-01-03
  • S65 Uniform Investment Adviser Law Examination
    2001-08-24
  • S63 Uniform Securities Agent State Law Examination
    1996-01-03
Other Names
  • Brendan C Roach

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor