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Inactive

Carl William Endy

Mariner

Center Valley, PA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-02-13
VA RA APPROVED 2023-02-13
PA RA APPROVED 2021-12-01
  • MD RA
    APPROVED
    Since 2023-02-13
  • VA RA
    APPROVED
    Since 2023-02-13
  • PA RA
    APPROVED
    Since 2021-12-01

Branch Locations

3477 Corporate Parkway Ste. 100, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sivel Capital Management, Inc. New Tripoli PA 11/2008 11/2021
Mariner Wealth Advisors New Tripoli PA 12/2021 05/2022
Carl Endy, Cpa Chalfont PA 11/2007 11/2021
Mariner Wealth Advisors Allentown PA 05/2022 Present
  • 11/2008 → 11/2021
    Sivel Capital Management, Inc.
    New Tripoli, PA
  • 12/2021 → 05/2022
    Mariner Wealth Advisors
    New Tripoli, PA
  • 11/2007 → 11/2021
    Carl Endy, Cpa
    Chalfont, PA
  • 05/2022 → Present
    Mariner Wealth Advisors
    Allentown, PA
Previous Registrations
  • 2007-11-28 → 2021-12-13
    Sivel Capital Management, Inc
    Chalfont, PA
    New Tripoli, PA
  • 2003-02-06 → 2007-11-14
    Raymond James Financial Services, Inc.
    Lansdale, PA
    Chalfont, PA
Other Businesses

Certified Public Accountant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-11
S63 Uniform Securities Agent State Law Examination 2002-12-23
  • S65 Uniform Investment Adviser Law Examination
    2004-10-11
  • S63 Uniform Securities Agent State Law Examination
    2002-12-23
Designations

View on SEC IAPD

Other Firms

ARGYLE CAPITAL MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
HAMEL ASSOCIATES,INC.
BRIGHTSIDE WEALTH PLANNING, LLC
100 PLUS PLANNING

Other Investors

PETER KINSLEY MILLER
Dawn Elizabeth Marx
JOHN PETER BANKS
ROBERT W MEUSER
THOMAS JAMES BRADSHAW
BRIAN JOSEPH DUELFER
DEBORAH KLATZ ROUNICK
JOHN DOMINIC DONOFRIO

Other Offices

ARGYLE CAPITAL MANAGEMENT, LLC · CENTER VALLEY, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Center Valley, PA
MML INVESTORS SERVICES, LLC · Center Valley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CENTER VALLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CENTER VALLEY, PA
ARGYLE CAPITAL MANAGEMENT, LLC · Center Valley, PA
HAMEL ASSOCIATES,INC. · CENTER VALLEY, PA
BRIGHTSIDE WEALTH PLANNING, LLC · CENTER VALLEY, PA

More in Center Valley, PA

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