Thomas Frannicola

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2008-01-04 → 2011-08-12
  Financial Planning Associates,Inc.
  Pleasantville, NY
• 2005-04-27 → 2009-12-18
  Rf Consulting Group, Llc
  Cherry Hill, NJ
• 2007-01-29 → 2008-01-18
  Liberty State Wealth Management, Inc.
  Cherry Hill, NJ
• 2005-05-26 → 2006-12-31
  Liberty State Wealth Management, Inc.
  Cherry Hill, NJ
• 2003-03-03 → 2004-12-31
  Rf Consulting Group, Llc
  Cherry Hill, NJ
• 2002-07-31 → 2002-12-11
  Equitable Advisors, Llc
  Marlton, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-15
• S63 Uniform Securities Agent State Law Examination
  1996-04-12

Other Names

• Thomas Angelo Frannicola
• Thomas Nicholas Frannicola