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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-09-28
TX RA APPROVED 2023-09-28
  • KS RA
    APPROVED
    Since 2023-09-28
  • TX RA
    APPROVED
    Since 2023-09-28

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Leawood KS 08/2006 09/2023
Rbc Capital Markets, Llc Leawood KS 09/2023 Present
Previous Registrations
Other Businesses

(1) E&B Real Property / United States / 16865 Bluejacket St / Overland Park / KS / United States / 66221 / / No / Company / / Real Estate / / This is an LLC that will own rental properties, collect rents and pay bills associated to those rental properties /Landlord and property management. The day to day operations of the rental properties will be handled by a third party property management company. / Active / Proprietor / owner / / Other than buying rental properties to be owned by my LLC, I will have very limited role in the management of the rental properties. I have hired a third party property manager to handle the day to day duties. The sole purpose of the LLC is to reduce my liability that may arise from one of my rental properties. / 2 / No / No / No / No / Start Date 03/05/2018 / / No / / Yes / 30000 / Yes / Yes / 50 / / Yes / Overland Park, United States / No / / Yes / / The sole purpose of the LLC is to reduce my liability that may arise from one of my rental properties. / No / HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-06
  • S66 Uniform Combined State Law Examination
    2006-02-06

View on SEC IAPD

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