Clarence Homer Slaughter

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Lpl Financial, Llc
  Greensboro, NC
• 02/2016 → Present
  Independent Advisor Alliance, Llc
  Greensboro, NC
• 09/2016 → Present
  Kersey Valley Entertainment
  Greensboro, NC

Previous Registrations

• 2005-05-13 → 2016-02-26
  Kestra Investment Services, Llc
  Greensboro, NC
  Greensboro, NC
• 2001-12-31 → 2005-05-23
  Principal Securities, Inc.
  Greensboro, NC

Other Businesses

(1) 02/23/2016: NC Physicians Retirement Strategy - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/1/2008 - Time Spent 50% - Agent (2) 03/10/2016: Independent Advisor Alliance - DBA: (Hybrid) Indpendent Advisor Alliance - Investment Related - 12610 North Community House Road, Suite 204m Charlotte, NC 28277 - Registered Investment Advisor - Started 02/15/2016 - Time Spent 20% - IAR. (3) 09/30/2016: Blackbridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 2965 Maple Branch Drive, High Point, NC 27265 - Start 10/01/2016 - 200 Hr/Mo; 6 Hour(s) During Securities Trading (4) 09/30/2016: Independent Advisor Alliance - Registered Investment Advisor DBA - DBA: (Hybrid) Blackbridge Financial - Investment Related - 2965 Maple Branch Drive, High Point, NC 27265 - Start 10/01/2016 - 200 Hr/Mo; 6 Hour(s) During Securities Trading - I provide investment advisory services Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 200 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 01/03/2019 - North Carolina Physicians' Retirement Strategy (NC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date 01/01/2008 - 40 hrs/month - 30 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1996-01-31

Other Names

• Chip Slaughter
• Chip Slaughter Iii