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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-03 |
| AZ | RA | APPROVED | 2021-10-13 |
| UT | RA | APPROVED | 2021-10-12 |
Branch Locations
4883A Old Highway Road, Morgan, UT 84050 • United States
3567 E Sunrise Dr Suite 143B, Tucson, AZ 85718 • United States
Morgan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tasty Minstrel Games | Morgan | UT | 01/2016 | 01/2021 |
| Amazon | West Valley City | UT | 09/2020 | 10/2020 |
| Unemployed | Morgan | UT | 02/2021 | 07/2021 |
| R.W. Baird & Co, Inc | Morgan | UT | 07/2021 | Present |
TASTY MINSTREL GAMES LLC, NOT INVESTMENT RELATED, MORGAN, UT, OWNER, START DATE: 3/10/2009, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: ASSIST IN BUSINESS STRATEGY SUCCESSOR TRUSTEE FOR FATHER, INVESTMENT RELATED, TUCSON, AZ, START DATE: 4/4/2007 Name/Address: Michael Mindes Morgan UT 84050 Start Date: 6/23/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Author Non Investment Related Name/Address: Talisman Pedals / 4812 W Cattle Drive, Morgan, Utah 84050 Start Date: 05/26/23 Hours Spent: More than 10 Hours Spent During Trading: 0-5 hours/month Role/Responsibility: Owner Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
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