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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-06 |
| PA | RA | APPROVED | 2022-02-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Guaynabo | PR | 09/2012 | 02/2017 |
| Invest Financial Corporation | Tampa | FL | 02/2017 | 02/2018 |
| Members 1St Fcu | York | PA | 02/2017 | 02/2018 |
| Lpl Financial Llc | York | PA | 02/2018 | 11/2021 |
| First National Bank Of Pa | York | PA | 01/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2021 | Present |
| Cetera Investment Advisers Llc | York | PA | 01/2021 | Present |
1. OWNER OF LANDLORD OF RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-18 |
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