Lance Eric Dueker

Current Employers

Employment History

• 08/2003 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 2000-12-12 → 2003-08-14
  Piper Sandler & Co.
  Fresno, CA

Other Businesses

1.08/05/2003; Thiesen Dueker Group; Non-Variable Insurance DBA; Not Investment Related; ; Start Date 08/05/2003; hrs/mth; hrs during trading 2.08/28/2003; Thiesen Dueker Financial Consulting Group; Non-Variable Insurance DBA; Not Investment Related; ; Start Date 08/28/2003; hrs/mth; hrs during trading 3.12/11/2006; Thiesen Dueker; Non-Variable Insurance DBA; Not Investment Related; ; Start Date 12/11/2006; hrs/mth; hrs during trading 4.04/13/2012; None; Real Estate Rental; Investment Related; ; Start Date 03/27/2012; hrs/mth; hrs during trading 5.09/23/2014; Thiesen Dueker Entertainment; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 09/22/2014; 0hrs/mth; 0hrs during trading 6.05/10/2016; Clovis Point Partners; Other - LLC-Restuarant; Not Investment Related; at Reported Business Location(s); Start Date 05/09/2016; 5hrs/mth; 0hrs during trading 7.12/06/2021; Brownstone Investment Partners; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/01/2021; 1hrs/mth; 0hrs during trading 8.01/13/2022; Thiesen Dueker Foundation; Other - Foundation; Not Investment Related; at Reported Business Location(s); Start Date 11/16/2021; 3hrs/mth; 0hrs during trading 9.09/22/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 401(k) Specialists, a Division of Thiesen Dueker / None; Investment Related; at Reported Business Location(s); Start Date 09/07/2022; 5hrs/mth; 5hrs during trading 10.08/21/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Thiesen Dueker Modern Wealth Management / T.D. Group; Investment Related; at Reported Business Location(s); Start Date 08/08/2023; 160hrs/mth; 40hrs during trading 11.09/06/2023; Shambourger Dueker; Business Owner; Not Investment Related; at Reported Business Location(s); Start Date 08/01/2023; 5hrs/mth; 0hrs during trading 12.05/22/2026; Thiesen Dueker; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/21/2026; 2hrs/mth; 2hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-08
• S63 Uniform Securities Agent State Law Examination
  1995-12-20