Patrick Thomas Enriquez

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Anaheim, CA
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Anaheim, CA
• 06/2021 → 07/2026
  Wells Fargo Advisors Financial Network, Llc
  Irvine, CA
• 08/2026 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2021-06-11 → 2026-08-07
  Wells Fargo Advisors Financial Network, Llc
  Newport Beach, CA
  Irvine, CA
  Newport Beach, CA
  Newport Beach, CA
  Santa Ana, CA
  Newport Beach, CA
  Corona Del Mar, CA
• 2007-05-04 → 2021-06-11
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Anaheim, CA
• 2007-04-02 → 2007-05-04
  Morgan Stanley & Co. Llc
  Santa Ana, CA
• 2000-10-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Ana, CA
  Santa Ana, CA

Other Businesses

1. Insurance Agent - Outside Fixed Insurance Sales.2. Co-Trustee for personal Trust.3. Enriquez Capital, Inc. - Owner. S. Corp. established for expenses for financial practice and company that overseas wholesale car dealership. Located at: Newport Beach, CA. Start Date for financial practice: June 2021. Start date for car dealership: February 2020. Approx. 1 hour per month.4 Trustee for Enriquez Capital 401(k) - personal 401(k) plan due to being an independent broker.5. Kelm, LLC - 25% owner., created to pay assistant. Located at: Santa Ana, CA. Approx. 3 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-07