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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED_RES | 2026-08-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anaheim | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anaheim | CA | 11/2016 | 06/2021 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 06/2021 | 07/2026 |
| Equitable Advisors, Llc | New York | NY | 08/2026 | Present |
1. Insurance Agent - Outside Fixed Insurance Sales.2. Co-Trustee for personal Trust.3. Enriquez Capital, Inc. - Owner. S. Corp. established for expenses for financial practice and company that overseas wholesale car dealership. Located at: Newport Beach, CA. Start Date for financial practice: June 2021. Start date for car dealership: February 2020. Approx. 1 hour per month.4 Trustee for Enriquez Capital 401(k) - personal 401(k) plan due to being an independent broker.5. Kelm, LLC - 25% owner., created to pay assistant. Located at: Santa Ana, CA. Approx. 3 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-07 |
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