Roger Martin Veome

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-13
IL	RA	APPROVED	2016-05-31

TX RA
APPROVED_RES

Since 2016-06-13
IL RA
APPROVED

Since 2016-05-31

Branch Locations

La Grange Park,, IL • United States

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates	Chicago	IL	05/2016	Present

05/2016 → Present

Raymond James And Associates

Chicago, IL

Previous Registrations

2009-06-01 → 2016-06-21

Morgan Stanley

Chicago, IL
2009-02-20 → 2009-06-01

Morgan Stanley & Co. Llc

Chicago, IL
2005-05-23 → 2009-02-27

Leucadia Asset Management Llc

Chicago, IL

New York, NY
2003-01-17 → 2004-12-13

Credit Suisse Securities (Usa) Llc

Chicago, IL
2001-10-18 → 2003-01-17

Pershing Llc

Chicago, IL

Other Businesses

Name of Business : Milk Money Address: La Grange, IL Nature of the Business: Personal/Private Investment Investment Related: Yes Start Date: 05/24/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: private investor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-24
S63	Uniform Securities Agent State Law Examination	1995-12-21

S65 Uniform Investment Adviser Law Examination

2000-01-24
S63 Uniform Securities Agent State Law Examination

1995-12-21

Other Names

Roger Martin Veome
Roger Veome

View on SEC IAPD