James Alexander Wiegel

Current Employers

Employment History

• 10/2008 → Present
  Wellesley Asset Management, Inc.
  Wellesley, MA
• 04/2011 → 12/2016
  Northern Lights Distributors, Llc
  Omaha, NE
• 01/2017 → Present
  Foreside Fund Services, Llc
  Wellesley, MA

Previous Registrations

• 2007-10-22 → 2008-01-23
  Envestnet Portfolio Solutions, Inc.
  Berwyn, PA

Other Businesses

1) Wellesley Asset Management; Investment Related; Wellesley, MA; Registered Investment Advisor; National Accounts Manager; Began 10/2008; 160 hours per month; Manage broker dealer relationships of client firms, manage a number of advisor relations 2) Massachusetts Air and Space Museum; Bedford, MA; Non-investment related; Began 09/06/2012; Museum; VP- Finance; signatory to bank accounts; 1 hour per month, 0 during securities trading hours. 3) Military Historical Society of Massachusetts; Boston, MA; Non-investment related; Began 04/14/2015; Philanthropic Organization; Treasurer; 2 hours per month, 0 during securities trading hours. 4) Worcester County Shrine Club, West Boylston, MA, Non Investment related, non-profit, Shrine clubs raise money in support of Shriner Hospitals, Start Date 2/13/19, Director, 1 hour per month with 0 during securities trading hours. 5) Ancient & Honorable Artillery Company (AHAC) of Massachusetts; Boston, MA; Investment Related; Began 01/2021; Honor Guard to the Governor of Massachusetts; Trustee of the Permanent Fund; Monitor Boston Financial Management's investments on behalf of the AHAC endowment aka The Permanent Fund; 1 hour per month with 0 hours during trading hours 6) Sudbury American Legion Post 19; Non-Investment Related; Sudbury, MA; Finance Officer; write checks to pay bills of the legion from non-interest-bearing checking accounts; Start 06/14/2006; 4 hours per month and 0 during trading hours 7) 76 Club; Non-Investment related; Boston MA; President; Men's business luncheon group; Start 05/24/2018; 8 Hours a month and 0 during Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-03-19
• S65 Uniform Investment Adviser Law Examination
  1999-12-31

Other Names

• Jim Wiegel
• James A Wiegel