Nicole Bowler Pecknold

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Ubs Warburg
  Stamford, CT
• 04/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  North Haven, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  North Haven, CT

Other Businesses

Business Ownership; The Q Hockey, LLC; ; Youth Spring Hockey Team; 170 Acorn Lane, Southport CT 06890, ,; Not Investment-Related; 07/30/2014; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; NSL; teaching small groups for a one hour session on personal financial planning. Established curriculum will not be used. The classes are structured as a discussion. As a CFP?, I will discuss in general the areas of personal financial planning including, cash flow management, insurance planning and risk management, importance of establishing goal in investment planning, tax planning, retirement planning, and estate planning I have not been taught any groups and will not but I am still listed on their website.; New York City, ,; Not Investment-Related; 01/02/2017; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-05
• S63 Uniform Securities Agent State Law Examination
  1996-06-26

Other Names

• Nicole T Bowler
• Nicole Bowler Pecknold
• Nicole Terese Bowler
• Nicole Bowler Pecknold
• Nicole Bowler