Scott Christopher Novak

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2003 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. QUINCY PUBLIC SCHOOLS, 70 CODDINGTON STREET, QUINCY, MA 02169, NO POSITION OR TITLE, I AM A RESIDENT OF QUINCY AND ONE OF THE VENDORS FOR 403B, ASKED TO VOLUNTEER ABOUT AN HOUR TO A HOUR AND HALF OF MY TIME TO HELP THE SCHOOL WITH MOCK INTERVIEWS FOR QUINCY SENIORS TO HELP PREPARE THEM FOR THE REAL WORLD. SINCE I AM A RESIDENT AND HAVE KIDS IN THE SCHOOL SYSTEM, I WOULD HAVE LIKED TO VOLUNTEER EVEN IF WE WERE NOT ON THE 403B LIST, AUGUST 9, 2013, APPROXIMATELY 1 HOUR, NO COMPENSATION. 2. QUINCY PUBLIC SCHOOLS, 159 THOMAS BURGIN PARKWAY, QUINCY, MA 02169, THERE ARE NO POTENTIAL CONFLICTS SINCE NO BUSINESS WILL COME FROM THIS ACTIVITY, VOLUNTEER, VOLUNTEER FOR THE CREDIT FOR LIFE FAIR, THIS FAIR IS HELD FOR SENIORS OF THE SCHOOL TO HELP THEM GET READY FOR THE REAL WORLD AND HELP THEM BUDGET EXPENSES WHEN THEY GRADUATE. SOME OF MY CLIENTS ARE IN THE SCHOOL SYSTEM BUT MY VOLUNTEERING HAS NOTHING TO DO WITH THAT. MARCH 27, 2014, FOUR HOURS PER MONTH, NO COMPENSATION. 3. QUINCY PUBLIC SCHOOLS, CODDINGTON STREET, QUINCY, MA 02169, NO POSITION, ASKED TO SPEAK TO SOME OF THE BUSINESS STUDENTS FOR ONE OF THE BUSINESS TEACHERS THAT IS TEACHING PERSONAL FINANCE. SPEAKING ABOUT GENERAL FINANCIAL SUBJECTS SUCH AS IRA'S, 401K'S, ETC. THE TEACHER IS NOT A CLIENT AND THIS IS NOT A SALES PRESENTATION. ALSO BEEN ASKED TO DO MOCK INTERVIEWS BY THE BUSINESS DEPARTMENT FOR SENIORS, MARCH 26, 2012, TWO HOURS PER MONTH, NO COMPENSATION.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-06
• S63 Uniform Securities Agent State Law Examination
  1995-12-27

Other Names

• Scott C Novak