Kent Austin Cooper

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-01-30
MI	RA	APPROVED	2025-01-02
AL	RA	APPROVED	2024-06-20
OR	RA	APPROVED	2022-08-30
SC	RA	APPROVED	2022-07-21
CO	RA	APPROVED	2022-01-11
NY	RA	APPROVED	2021-11-01
TX	RA	APPROVED_RES	2021-02-16
MN	RA	APPROVED	2021-01-06
GA	RA	APPROVED	2021-01-05
UT	RA	APPROVED	2021-01-05
NM	RA	APPROVED	2020-09-10
FL	RA	APPROVED	2019-08-30
AZ	RA	APPROVED	2019-08-29
NV	RA	APPROVED	2018-09-28
WA	RA	APPROVED	2016-09-09
NE	RA	APPROVED	2013-06-18
ID	RA	APPROVED	2013-06-12
WI	RA	APPROVED	2011-01-03
CA	RA	APPROVED	2002-07-10

OH RA
APPROVED

Since 2025-01-30
MI RA
APPROVED

Since 2025-01-02
AL RA
APPROVED

Since 2024-06-20
OR RA
APPROVED

Since 2022-08-30
SC RA
APPROVED

Since 2022-07-21
CO RA
APPROVED

Since 2022-01-11
NY RA
APPROVED

Since 2021-11-01
TX RA
APPROVED_RES

Since 2021-02-16
MN RA
APPROVED

Since 2021-01-06
GA RA
APPROVED

Since 2021-01-05
UT RA
APPROVED

Since 2021-01-05
NM RA
APPROVED

Since 2020-09-10
FL RA
APPROVED

Since 2019-08-30
AZ RA
APPROVED

Since 2019-08-29
NV RA
APPROVED

Since 2018-09-28
WA RA
APPROVED

Since 2016-09-09
NE RA
APPROVED

Since 2013-06-18
ID RA
APPROVED

Since 2013-06-12
WI RA
APPROVED

Since 2011-01-03
CA RA
APPROVED

Since 2002-07-10

Branch Locations

490 Alabama Street Suite #101, Redlands, CA 92373 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed	San Bernardino	CA	10/1990	Present
Tax Affiliates Corporation	San Francisco	CA	10/1990	Present
Self Employed	San Bernardino	CA	06/1991	Present
Centaurus Financial, Inc.	Newport Bch	CA	06/1998	Present

10/1990 → Present

Self Employed

San Bernardino, CA
10/1990 → Present

Tax Affiliates Corporation

San Francisco, CA
06/1991 → Present

Self Employed

San Bernardino, CA
06/1998 → Present

Centaurus Financial, Inc.

Newport Bch, CA

Other Businesses

OWNER, NON-INVESTMENT RELATED, 490 ALABAMA ST., SUITE #101, REDLANDS, CA 92373, TENANTS PAY RENT AND BUILDING IS OWNER OCCUPIED, SINCE 1/1/2014, DEVOTE TIME IS 4 HRS A MONTH, PROPERTY MANAGEMENT. ENROLLED AGENT, KENT A. COOPER, EA, 490 ALABAMA ST., #101, REDLANDS, CA 92373. NOT INVESTMENT RELATED SINCE 01/1993 AND I SPEND APPROX. 66 HOURS PER MONTH ON THIS BUSINESS. TAX PREPARATION, ACCOUNTING AND PAYROLL SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-25
S63	Uniform Securities Agent State Law Examination	1996-01-19

S65 Uniform Investment Adviser Law Examination

2000-10-25
S63 Uniform Securities Agent State Law Examination

1996-01-19

View on SEC IAPD