Michael Joseph Garofalo

Current Employers

Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-07-31
PA	RA	APPROVED	2015-02-23

DE RA
APPROVED

Since 2025-07-31
PA RA
APPROVED

Since 2015-02-23

Branch Locations

Milleville, DE • United States

New Freedom, PA • United States

400 West Metro Park, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lifemark Securities Corp.	Rochester	NY	12/2011	Present
Independent Insurance Agent	New Freedom	PA	12/2011	Present

12/2011 → Present

Lifemark Securities Corp.

Rochester, NY
12/2011 → Present

Independent Insurance Agent

New Freedom, PA

Other Businesses

INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, 240 NORTH SECOND STREET, #K, NEW FREEDOM, PA, 17349 AND 24709 PARK VIEW STREET, MILLEVILLE, DE 19967, AGENT FOR SALES & SERVICE OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY, LTC AND MEDICARE SUPPLEMENTAL INSURANCE AND P&C INSURANCE, BEGAN MARCH 1998, 55 HRS/MO & 25 HRS/MO DURING TRADING HRS,SALES & SERVICE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-15
S63	Uniform Securities Agent State Law Examination	1996-01-30

S65 Uniform Investment Adviser Law Examination

1998-07-15
S63 Uniform Securities Agent State Law Examination

1996-01-30

Other Names

Michael J Garofalo
Michael Joseph Garofalo
Michael Joseph Garofalo

View on SEC IAPD