Eric E. Harley

Current Employers

Employment History

• 04/2014 → 12/2017
  Lpl Financial Llc
  Merrick, NY
• 09/2019 → 01/2022
  Jp Morgan Securities, Llc
  Brooklyn, NY
• 09/2019 → 01/2022
  Jp Morgan Chase Bank, N.A.
  Brooklyn, NY
• 02/2018 → 10/2019
  Kestra Investment Services, Llc
  New York, NY
• 02/2018 → 10/2019
  Kestra Advisory Services, Llc
  New York, NY
• 08/2014 → 01/2022
  Omega 88 Group Llc
  Averne, NY
• 01/2022 → 04/2025
  Kestra Investment Services Llc
  Merrick, NY
• 01/2022 → 04/2025
  Kestra Advisory Services Llc
  Merrick, NY
• 05/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2025 → Present
  Cetera Investmet Advisers Llc
  Schaumburg, IL
• 12/2021 → Present
  Omega 88 Group Llc
  Arverne, NY
• 01/2022 → Present
  Merrick Financial Group
  Merrick, NY

Previous Registrations

• 2022-01-11 → 2025-04-29
  Kestra Advisory Services, Llc
  Merrick, NY
  Austin, TX
• 2019-10-15 → 2022-01-12
  J.P. Morgan Securities Llc
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
• 2018-03-01 → 2019-09-24
  Kestra Advisory Services, Llc
  Merrick, NY
  Austin, TX
• 2014-04-14 → 2017-12-22
  Lpl Financial Llc
  Merrick, NY
• 2005-12-19 → 2014-01-10
  Clearbridge Investments, Llc
  New York, NY
• 2005-11-08 → 2005-12-19
  Citigroup Global Markets Inc.
  Stamford, CT

Other Businesses

1. NAME OF OTHER BUSINESS: OMEGA 88 GROUP LLC INVESTMENT RELATED: NO ADDRESS: ARVERNE, NY 11692 NATURE OF BUSINESS: PASSTHROUGH RECEIVING FEES AND COMMISSIONS START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SINGLE OWNER; 2. NAME OF OTHER BUSINESS: MERRICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: MERRICK CARES FOR BLUE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: 501C3 THAT FOCUS ON SUPPORTING THE FAMILIES OF FIRST RESPONDERS AND THE COMMUNITY THAT SUPPORTS THEM START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SUPPORTING PRESIDENT AND HIS/HER AGENDA, EDUCATIONS EFFORTS AND FUND RAISING TO SUPPORT FIRST RESPONDERS; 4. NAME OF OTHER BUSINESS: ASSOCIATION OF AFRICAN AMERICAN FINANCIAL ADVISORS; INVESTMENT RELATED: NO; ADDRESS: 1050 CONNECTICUT AVENUE NW WASHINGTON, DC 20036; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CULTIVATING CAREER ADVANCEMENT AND LEADERSHIP DEVELOPMENT, CREATING EQUITABLE AND INCLUSIVE OPPORTUNITIES, DRIVING POLICY ADVOCACY;

Exams

• S66 Uniform Combined State Law Examination
  2005-01-11
• S63 Uniform Securities Agent State Law Examination
  1996-11-01

Other Names

• Eric E Harley
• Eric Evan Harley
• Eric Evan Harley