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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-06-30 |
Branch Locations
413 N Center Street, Statesville, NC 28677 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Statesville | NC | 10/2010 | Present |
| Stonex Advisors Inc. | Statesville | NC | 06/2016 | Present |
1)ELLEDGE BAIN SIDES, LLC.-STATESVILLE, NC. VP/CCO, OVERSEE OVERALL OPERATIONS OF COMPANY,APPX 30 HOURS PER WEEK, DOES NOT AFFECT POSITION WITH STERNE AGEE, SOME CLIENTS OF STERNE MAY PURCHASE DIXED INSURANCE BY OUTSIDE THIRD PARTY FMO'S AND INSURANCE COMPANIES. SEE OBA FORM. 2)SYNERGY HOLDING GROUP, INC. DIRECTOR, BOARD MEMBER, 0 COMPENSATION RECEIVED, 5-10 HOURS PER WEEK, DOES NOT AFFECT POSITION WITH STERNE AGEE OR CLIENTS OF STERNE AGEE. 3)Timeric Holdings, LLC LLC set up to put building he works out of into for liability purposes Non-investment related Member 09/14/2017 0 hrs spent per month and market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-26 |
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