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Andrew Christie Fairbanks

Pendragon Capital Management, Inc.

Fishkill, NY

New York, NY

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Current Employers
Pendragon Capital Management, Inc.

Fishkill, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-22
  • NY RA
    APPROVED
    Since 2021-09-22

Branch Locations

Fishkill, NY • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saugatuck Energy Southport CT 09/2011 01/2017
Sierentz North America Wilton CT 01/2017 01/2018
Fairbanks Venture Advisors New York NY 01/2018 09/2019
Pendragon Capital Management, Inc. New York NY 09/2019 Present
  • 09/2011 → 01/2017
    Saugatuck Energy
    Southport, CT
  • 01/2017 → 01/2018
    Sierentz North America
    Wilton, CT
  • 01/2018 → 09/2019
    Fairbanks Venture Advisors
    New York, NY
  • 09/2019 → Present
    Pendragon Capital Management, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-21
S63 Uniform Securities Agent State Law Examination 1996-01-17
  • S65 Uniform Investment Adviser Law Examination
    2021-09-21
  • S63 Uniform Securities Agent State Law Examination
    1996-01-17
Other Names
  • Andrew Christie Fairbanks
  • Andrew Christle Fairbanks

View on SEC IAPD

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