Andrew Christie Fairbanks

Employer firm

Pendragon Capital Management, Inc. CRD 128659

$45.5M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Pendragon Capital Management, Inc.

Fishkill, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-22

NY RA
APPROVED

Since 2021-09-22

Branch Locations

Fishkill, NY • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Saugatuck Energy	Southport	CT	09/2011	01/2017
Sierentz North America	Wilton	CT	01/2017	01/2018
Fairbanks Venture Advisors	New York	NY	01/2018	09/2019
Pendragon Capital Management, Inc.	New York	NY	09/2019	Present

09/2011 → 01/2017

Saugatuck Energy

Southport, CT
01/2017 → 01/2018

Sierentz North America

Wilton, CT
01/2018 → 09/2019

Fairbanks Venture Advisors

New York, NY
09/2019 → Present

Pendragon Capital Management, Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-21
S63	Uniform Securities Agent State Law Examination	1996-01-17

S65 Uniform Investment Adviser Law Examination

2021-09-21
S63 Uniform Securities Agent State Law Examination

1996-01-17

Other Names

Andrew Christie Fairbanks
Andrew Christle Fairbanks

View on SEC IAPD