Thomas Albert Nieman

Employer firm

Sali Fund Services CRD 124235

$46.0B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sali Fund Services

6850 Austin Center Blvd. Suite 300, Austin, TX 78731 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-03-22

TX RA
APPROVED_RES

Since 2010-03-22

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sali Fund Services	Austin	TX	12/2002	Present
327 Investments, Llc	Austin	TX	01/2005	Present

12/2002 → Present

Sali Fund Services

Austin, TX
01/2005 → Present

327 Investments, Llc

Austin, TX

Other Businesses

327 INVESTMENTS LLC IS A HOLDING COMPANY; 0 HOURS PER MONTH; TITLE: PRESIDENT; ADDRESS: 555 E. 5TH STREET, #721, AUSTIN, TX 78701. THIS IS AN INACTIVE HOLDING COMPANY SET UP TO HOLD PARTNERSHIP INTERESTS IN OTHER COMPANIES.

Other Names

Thomas Nieman
Thomas Albert Nieman
Thomas A. Nieman

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