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Michael Adam Strulson

Rbc Capital Markets, LLC

Chadds Ford, PA

Glen Mills, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-29
TX RA APPROVED_RES 2021-10-27
  • PA RA
    APPROVED
    Since 2021-10-29
  • TX RA
    APPROVED_RES
    Since 2021-10-27

Branch Locations

1 Dickinson Drive Suite 100, Chadds Ford, PA 19317-9665 • United States

Glen Mills, PA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Philadelphia PA 06/2004 10/2021
Rbc Capital Markets, Llc Chadds Ford PA 10/2021 Present
Previous Registrations
  • 2006-06-08 → 2021-10-29
    Oppenheimer & Co. Inc.
    Philadelphia, PA
    Philadelphia, PA
    Glen Mills, PA
    Glen Mills, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S65 Uniform Investment Adviser Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Other Names
  • Michael A Strulson

View on SEC IAPD

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