Kevin Lee Slocum

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-20

PA RA
APPROVED

Since 2015-05-20

Branch Locations

3939 W Ridge Rd Ste A-104, Erie, PA 16506-1879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Erie	PA	04/2000	Present

04/2000 → Present

Lpl Financial, Llc

Erie, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-31
S63	Uniform Securities Agent State Law Examination	1996-03-04

S65 Uniform Investment Adviser Law Examination

2000-08-31
S63 Uniform Securities Agent State Law Examination

1996-03-04

View on SEC IAPD

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