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Douglas Scott Morris

Morgan Stanley

Claremont, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

456 West Foothill Blvd, Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elite Jewelry At The Vault Upland CA 01/1982 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Claremont CA 09/2015 Present
  • 01/1982 → Present
    Elite Jewelry At The Vault
    Upland, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2015 → Present
    Claremont, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ontario, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ontario, CA
    Ontario, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-28
S63 Uniform Securities Agent State Law Examination 1995-12-15
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    1995-12-15

View on SEC IAPD

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