William Ewart Clegg

Current Employers

Employment History

• 11/2008 → 04/2024
  Ubs Financial Services Inc
  Bonita Springs, FL
• 04/2024 → Present
  Private Client Services
  Louisville, KY
• 04/2024 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2008-12-03 → 2024-05-07
  Ubs Financial Services Inc.
  Bonita Springs, FL
  Weehawken, NJ
  Bonita Springs, FL
• 2007-04-02 → 2008-11-20
  Morgan Stanley & Co. Llc
  Bonita Springs, FL
• 1998-12-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bonita Springs, FL
  Bonitasprngs, FL

Other Businesses

(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Clegg Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (2) Summit Financial DBA Kyros Private Wealth, 999 Vanderbilt Beach Road, Suite 607, Naples, FL 34108, Description: Registered Investment Adviser firm, Duties: Investment Adviser Representative, 160 hours per month, 160 during trading hours, Start Date: 04/2024. 3) New Horizons of SWFL. 18011 Tamiami Trail, Unit 28, Ft Myers, FL 33908. New Horizon's mission is to empower under-resourced youth to reach their full potential through tutoring, mentoring and faith-building. Member of Finance Committee. 2 hrs/mo; 2 during trading hrs. 4) BMG Partners LLC: Co-Owner; Address: 999 Vanderbilt Beach Rd. Suite 607 Naples, FL 34108; This entity will invest in business opportunities; My responsibilities will be limited to a passive investor; no access to any firm's financial instruments, nor involvement in the financial decisions of any firm. Start: 3/7/2025; 1 hour per month devoted to this activity, 0 hours during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-31
• S63 Uniform Securities Agent State Law Examination
  1998-12-15

Other Names

• William Ewart Clegg
• William Ewart Clegg Iv