Mark S Alexander

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 08/2018
  Investment Professionals, Inc.
  Vineyard Haven, MA
• 08/2018 → 03/2020
  Ameriprise Financial Services, Inc.
  Vineyard Haven, MA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Vineyard Haven, MA

Previous Registrations

• 2010-02-01 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  Vineyard Haven, MA
  Danville, KY
• 2006-04-11 → 2009-10-19
  Wells Fargo Clearing Services, Llc
  Hyannis, MA
  Hyannis, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-05
• S63 Uniform Securities Agent State Law Examination
  1995-12-27

Other Names

• Mark Alexander