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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
OH RA APPROVED 2010-10-01
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • OH RA
    APPROVED
    Since 2010-10-01

Branch Locations

9999 Brewster Lane Suite 101, Powell, OH 43065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Powell OH 09/2010 Present
Stratos Wealth Partners, Ltd Powell OH 09/2010 Present
Previous Registrations
Other Businesses

1. 09/20/2010 - DBA ONLY, STRATOS WEALTH PARTNERS, LTD. 2. 09/20/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 01/18/2011 - NON-VARIABLE INSURANCE, STRATOS WEALTH PARTNERS, LTD, 20% OF TIME SPENT. 4. 1/18/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 9/2010 - Time Spent 40% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 9/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/08/2024 - Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/09/2019 - 2 Hours per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-03
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S65 Uniform Investment Adviser Law Examination
    1996-05-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29

View on SEC IAPD

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