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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-09-27 |
Branch Locations
2 Portland Square 7Th Floor, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | ME | 11/2016 | 09/2019 |
| Raymond James & Associates, Inc. | Portland | ME | 09/2019 | Present |
(1) Name of Business: U.S. Coast Guard Auxilliary Address: 259 High Street, South Portland, ME, USA, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/01/2007 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Immediate Past Flotilla Commander. flotilla staff Officer marine Safety
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-12 |
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