Michael Anthony Cruz

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Hemet, CA
• 11/2016 → 03/2024
  Wells Fargo Clearing Services, Llc
  Hemet, CA
• 03/2024 → Present
  Ameriprise Financial Services, Llc
  Temecula, CA

Previous Registrations

• 2011-01-03 → 2024-03-26
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Hemet, CA
  Hemet, CA
  Lake Elsinore, CA
  Moreno Valley, CA
  Perris, CA
  Lake Elsinore, CA
  San Diego, CA
  Sun City, CA
  San Diego, CA
  Menifee, CA
  Murrieta, CA
  Irvine, CA
• 2008-07-18 → 2011-01-03
  Wells Fargo Investments, Llc
  Moreno Valley, CA
  Temecula, CA
  Murrieta, CA
  Perris, CA
  Sun City, CA
  Lake Elsinore, CA
  Temecula, CA
  Temecula, CA
  Menifee, CA
  Hemet, CA
• 2006-03-09 → 2008-07-21
  Wamu Investments, Inc.
  Murrieta, CA
  Lake Elsinore, CA
  Temecula, CA
  Temecula, CA
  Temecula, CA
• 2001-08-27 → 2006-03-17
  Ubs Financial Services Inc.
  Riverside, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-17
• S63 Uniform Securities Agent State Law Examination
  1996-01-09