Jimi Sidhu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 04/2017
  Tee It Up!
  Dublin, CA
• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palto Alto, CA
• 11/2018 → Present
  Bank Of America, N.A.
  Palto Alto, CA
• 04/2017 → 11/2018
  Jutland Chertock
  San Ramon, CA

Previous Registrations

• 2009-04-14 → 2009-08-14
  Advisors Asset Management, Inc.
  Pleasanton, CA
  Pasadena, CA
  Dublin, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-08-18
• S63 Uniform Securities Agent State Law Examination
  1995-11-29

Other Names

• Harinder S Sidhu
• Jimi Singh Sidhu