John Charles Surguy

Current Employers

Employment History

• 01/2020 → 11/2020
  Edward Jones
  St Louis, MO
• 06/2015 → 12/2019
  Tetragon Solutions
  Princeton, NJ
• 02/2021 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 02/2021 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 02/2021 → Present
  Mid Atlantic Resource Group
  Wall, NJ
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Wall, NJ
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Margfinancial
  Wall, NJ

Previous Registrations

• 2021-02-19 → 2023-08-10
  Securian Financial Services, Inc.
  Wall, NJ
  St. Paul, MN
• 2020-05-13 → 2020-11-18
  Edward Jones
  St Louis, MO
  Parlin, NJ
  Marlboro, NJ

Other Businesses

1) MARG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/18/2021 ADDRESS: 1800 Route 34, Bldg 2 Suite 201, Wall NJ 07219, United States DESCRIPTION: Fixed Insurance sales 2) NAME OF OTHER BUSINESS: 3M SOCCER LEAGUE, INVESTMENT RELATED: NO, ADDRESS: P.O. BOX 803, EAST BRUNSWICK, NJ 08816, NATURE OF BUSINESS: YOUTH SPORTS, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: VOLUNTEER, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACH YOUTH SOCCER 3) NAME OF OTHER BUSINESS: MARLBORO SOCCER ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: P.O. BOX 436, MARLBORO, NJ 07746, NATURE OF BUSINESS: YOUTH SPORTS, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ORGANIZE AND ADMINISTER YOUTH SOCCER PROGRAMS, 4) NAME OF OTHER BUSINESS: EASTERN AREA CHAMBER OF COMMERCE, INVESTMENT RELATED: NO, ADDRESS: 97 APPLE STREET, SUITE 8, TINTON FALLS, NJ 07724, NATURE OF BUSINESS: CIVIC, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LEAD COMMITTEE THAT ORGANIZES HEALTH AND WELLNESS EVENTS FOR CHAMBER MEMBERS; 5) NAME OF OTHER BUSINESS: MID ATLANTIC BENEFIT STRATEGIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES ; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: BENEFITS CONSULTANT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CONSULTING ON EMPLOYEE BENEFITS; 6) NAME OF OTHER BUSINESS: JERSEY SHORE ASSOCIATION FOR HUMAN RESOURCE PROFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PROGRAMS COMMITTEE VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST THE ORGANIZATION IN PLANNING CONTINUING EDUCATION PROGRAMS FOR HUMAN RESOURCE PROFESSIONALS; 7) NAME OF OTHER BUSINESS: MARGFINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: THE THERAPY GARDEN FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1 BETHANY ROAD, HAZLET, NJ 07730; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE FISCAL HEALTH, MAINTAINING TRANSPARENCY AND SUSTAINABILITY TO SUPPORT MISSION;

Exams

• S66 Uniform Combined State Law Examination
  2020-05-12

Other Names

• John Charles Mario Surguy
• John C Surguy
• John Surguy