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Luz M Gomez

Ubs Financial Services Inc.

Stamford, CT

San Antonio, TX

San Antonio, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-21
CT RA APPROVED 2007-09-10
  • TX RA
    APPROVED
    Since 2020-01-21
  • CT RA
    APPROVED
    Since 2007-09-10

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 09/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-08
  • S66 Uniform Combined State Law Examination
    2007-09-08
Other Names
  • Luiz M Gomez

View on SEC IAPD

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